Sandra Bess
Listed for conduct in a professional or corporate capacity, per the inclusion rule. This page records role and source only.
- Capacity
- government officer
- Roles
- Compliance Officer II, VIEDC
- Entities
- Southern Trust Company Inc
- First seen
- 2018-08-20
- Last seen
- 2018-11-15
- Source documents
- EFTA00809873; EFTA00809639
Record
Sent the 2018-08-20 letter opening the review and its four document requests; recorded as having completed the compliance report.